Data of complaints against Stock Broker
Data for the month ending: Jan 2024
S No |
Received from |
Carried forward from previous month |
Received During the month |
Total Pending# |
Resolved* |
Pending for less than 3 months |
Pending for more than 3 months |
Average Resolution time^(in days) |
| 1 |
Directly from Investors |
0 | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 |
SEBI (SCORES) |
0 | 0 | 0 | 0 | 0 | 0 | 0 |
| 03 |
Stock Exchanges (if relevant)Stock Exchanges (if relevant) |
0 | 0 | 0 | 0 | 0 | 0 | 0 |
| 4 |
Other Sources (if any) |
0 | 0 | 0 | 0 | 0 | 0 | 0 |
| |
Grand Total |
0 | 0 | 0 | 0 | 0 | 0 |
Month - wise data for the current financial year*
S No |
Month |
Carried forward from previous month |
Received |
Resolved |
Pending |
| 1 | April, 2023 | 0 | 0 | 0 | 0 |
| 2 | May, 2023 | 0 | 0 | 0 | 0 |
| 3 | June, 2023 | 0 | 0 | 0 | 0 |
| 4 | July, 2023 | 0 | 0 | 0 | 0 |
| 5 | August, 2023 | 0 | 0 | 0 | 0 |
| 6 | September, 2023 | 0 | 0 | 0 | 0 |
| 7 | October, 2023 | 0 | 0 | 0 | 0 |
| 8 | November, 2023 | 0 | 0 | 0 | 0 |
| 9 | December, 2023 | 0 | 1 | 1 | 0 |
| 10 | January, 2024 | 0 | 0 | 0 | 0 |
| 11 | February, 2024 | - | - | - | - |
| 12 | March, 2024 | - | - | - | - |
| |
Grand Total | 1 | 1 |
Trend of annual (Calendar Year) disposal of complaints (for 5 years on rolling basis)*
S No |
Financial Year |
Carried forward from previous year |
Received |
Resolved |
Pending |
| 1 | 2019-2020 | 0 | 11 | 11 | 0 |
| 2 | 2020-2021 | 0 | 8 | 8 | 0 |
| 3 | 2021-2022 | 0 | 4 | 4 | 0 |
| 4 | 2022-2023 | 0 | 8 | 8 | 0 |
| 5 | 2023-2024 | 0 | 1 | 1 | 0 |
| |
Grand Total | 0 | 32 | 32 | 0 |