Corporate Policies

Review our standardized legal disclosures, frameworks, and operating principles.

Document Index

19 Policies Available

Active Inactive Client Policy

Active Inactive Client Policy Document

Updated: January 2025

Anti Money Laundering Policy

Anti Money Laundering Policy Document

Updated: January 2025

Delayed Payment Charge Policy

Delayed Payment Charge Policy Document

Updated: January 2025

Grievance Redressal Forum

Grievance Redressal Forum Document

Updated: January 2025

Internal Control Policy

Internal Control Policy Document

Updated: January 2025

Policy Client Code Modification Error Code

Policy Client Code Modification Error Code Document

Updated: January 2025

Policy Conflict Of Interest

Policy Conflict Of Interest Document

Updated: January 2025

Policy Outsourcing

Policy Outsourcing Document

Updated: January 2025

Policy Pre Funded Instruments

Policy Pre Funded Instruments Document

Updated: January 2025

Policy Same Mobile And Email

Policy Same Mobile And Email Document

Updated: January 2025

Policy Unauthenticated News Circulation

Policy Unauthenticated News Circulation Document

Updated: January 2025

Policy Voluntarily Freezing Trading Account

Policy Voluntarily Freezing Trading Account Document

Updated: January 2025

Prohibition Insider Trading

Prohibition Insider Trading Document

Updated: January 2025

Risk Management Policy

Risk Management Policy Document

Updated: January 2025

S O P Incapacitated Investor

S O P Incapacitated Investor Document

Updated: January 2025

S O P Processing Surveillance Alerts In Depository

S O P Processing Surveillance Alerts In Depository Document

Updated: January 2025

S O R M Policy

S O R M Policy Document

Updated: January 2025

Surveillance Policy

Surveillance Policy Document

Updated: January 2025

Whistle Blower Policy

As approved by the Board pursuant to NSE Circular Ref. No. NSE/INVG/65921 dated 31.12.2024

Updated: 1st February 2025